Responsibilities:-

• Responsible for managing multiple audits in parallel and work in global and joint audits

• Client audit engagements, which include planning executing, directing, and completing business / financial audits.

• Good knowledge of business process, operational process related to banking and capital markets.

• Ability to review the processes such as desk reviews, trade booking, middle-office & back-office processes, etc.

• Experience in Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.

• Experience working in Banking and Capital Markets and good knowledge about various regulations impacting capital markets such DFA, EMIR, etc.

• A strong understanding of principles of risk management with a thorough understanding of internal control systems including IT controls.

• Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

• Review the evidence of audit conclusions are ensure they are well-documented.

• Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient

• Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression

• Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

• Participate on annual risk assessment and audit planning

• Quality initiatives within audit function

• Working on Integrated audit

• Monitoring audit recommendations

• Statutory and regulatory norms applicable to banking business

• Fluent Command over English language.

Qualifications:- CA with 10+ years of experience in Internal audit.

Skills:- Financial Audits, Banking,Trade Booking,DFA, EMIR, Internal Control,Integrated Audit, Finance Accounting.

Skills

Chartered Accountant(CA)Financial AuditTrade BookingDFA EMI Internal Control Finance Accounting

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