Qualified Professional - Experienced
Work from Office
Post Graduation Not Required
Conduct timely and accurate compliance analysis of portfolio holdings, composition and historical transactions to verify compliance with applicable investment exposure and activity limitations stemming from regulatory requirements, client mandate, applicable policies, etc.
Pre/ Post trade compliance analysis
Team Building activities and helping Supervisor/ Manager with MIS tools.
Education and Experience:
- Bachelor in Commerce with 2 – 5 year’s experience.
Experience with Financial services Industry, Mutual fund, Stock broking (preferably in portfolio/investment compliance)