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Job Overview

Category

CFA, MBA

Job Role

Internal Auditor

Gender preferred

No Preferences

Functional Area

Career Level

Qualified Professional - Experienced

Work preferred

Work from Office

Experience

Min Experience

6 Years

Max Experience

10 Years

Qualification

Graduation

Any Graduation

Post Graduation

CFA, CPA, MBA/PGDM

Description

RESPONSIBILITIES:-

  • Assist the Director with the planning and management of activities assigned to the Internal Audit Team, including supervision of staff as needed.

  • Advise and collaborate with staff to create and deliver innovative approaches that meet the objectives of Sarbanes Oxley program, and other risk-based audit and advisory engagements.

  • Foster culture of agility, innovation, and continuous improvement within the Internal Audit function.

  • Oversee scheduling and coordination of the Sarbanes Oxley program, and other audit and advisory engagements, as necessary.

  • Supervise the performance of work by internal staff or contractors, including reviewing workpapers and managing the completion of engagements within the given timeframe.

  • Exercise individual judgment and initiative in selecting emphasis for coverage within engagements and determining and locating sources of information.

  • Review results and attend entry/exit meetings to obtain management concurrence and responses.

  • Prepare reports targeted to senior management and corporate directors.

  • Monitor and advise Management on remediation activities.

  • Develop and maintain strong working relationships with all business partners.

  • Collaborate with the Head of Audit Analytics to design techniques and solutions to improve the organization’s control environment.

  • Keep Regional Director or Director informed of audit activities.

  • Assist in training and development of team members by providing on the job coaching, delivering constructive and motivating feedback, and participation in the performance management process.

  • Perform other duties and investigative analysis as assigned by the Regional Director or Director.

  • Actively contribute to developing a culture of risk and control awareness throughout the organization.

Qualification:-

  • Bachelor’s degree in Information Systems, Accounting, Computer Science, Engineering, or Finance preferred.

  • MBA, Master‘s degree in Information Systems, Analytics, Computer Science, Engineering, or Finance a plus.

LICENSES, CERTIFICATIONS, REGISTRATIONS (IF APPLICABLE):

  • Professional auditing, security, or technology designation (e.g., CISA, CISSP, CPA, CCSP, AWS Cloud Practitioner, CFA, etc.) or to have substantially completed the requirements for such a designation while actively pursuing the completion of such designation preferred.

WORK EXPERIENCE:

  • Minimum 6-10 years of business experience in technology audit, risk management, compliance, consulting, or information security including acting in the capacity of a supervisor.

  • Excellent knowledge of general technology, automated, and security controls.

  • Experience within financial services preferred, with expertise in investment products (equities, fixed income, alternatives), portfolio management, trading and investment operations and finance a plus.

  • Equivalent relevant experience in the investment management industry may be substituted for direct audit, risk, compliance, consulting, or information security experience.

  • Experience auditing financial applications, cyber security practices, privacy, and various infrastructure platforms such as UNIX, Linux, Windows, SQL Server, Oracle databases.

  • Knowledge of and experience auditing networking and firewalls a plus.

  • Knowledge of concepts and auditing of cloud platforms (AWS, Microsoft Azure, Google Cloud) and applications a plus.

  • Experience designing or conducting data analysis or CAATs to support audit objectives.

  • Experience designing continuous auditing or monitoring tools and techniques a plus.

Skills

CFAMBACPACISAProject managementComplianceLegalAuditInternal AuditSQLData analysisExcel PowerPointUNIX Linux WindowsOracle

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