Team Leader Compliance II
American Express- 1 month ago
- Gurugram Haryana
- Full Time
Please verify your account first! Send OTP
Job Overview
Category
CA
Job Role
Chief Compliance Officer (CCO)
Gender preferred
No Preferences
Functional Area
Career Level
Qualified Professional - Experienced
Work preferred
Work from Office
Experience
Min Experience
2 Years
Max Experience
3 Years
Qualification
Graduation
Any Graduation
Post Graduation
CA - Qualified
Description
Responsibilities:-
- Developing a consistent, sustainable ICFR framework (similar to SOX) to be used across AXP Legal Entities, partnering with the business and legal entity, leadership
- Support actively the implementation of UK SOX for UK based entities and associated risk and control processes towards ensuring strong Internal Control over Financial Reporting and compliance to regulation
- Support developing, issuing and maintaining guidance for SOX / ICFR governance activities and initiatives for standardized UK SOX and LE ICFR framework
- Support Ad hoc projects and initiatives within the SOX Compliance Group designed to enhance the Company’s Internal Controls over Financial Reporting (ICFR) framework
- Demonstrate thought leadership around key initiatives of innovation and efficiency for the SOX Compliance Group
- Being the financial reporting risk subject matter expert and act as a catalyst to further improve the internal controls over financial reporting framework across global processes
- Establish strong collaborative relationships across the matrix of key stakeholders across AXP including Operations, Finance and the Business, as also external groups including Auditors, Consultants, and Regulators, as necessary.
- Create senior leader communications on the progress of the effort as appropriate
Qualification:-
- A Finance Qualification (preferably a Chartered Accountant) with a minimum of 2-3 years of post-qualification experience or equivalent experience in various Finance, Risk, Control, Audit or Business/Operations functions
- Good understanding of Risk and Controls, Audit Approach, SOX, Process Self-Assessment and Operational Risk Management
- Demonstrated ability to lead change: strong change management experience
- Prior Legal Entity work experience and knowledge, is a plus
- Effective written and verbal communication skills; ability to present analysis and recommendations with clarity and professionalism
- Executive poise and presentation
Work Location Options:- Hybrid