RESPONSIBILITIES:-

• Planning and executing Sarbanes-Oxley testing and traditional internal audits of applicable business areas, as requested by the Audit Director and the Internal Audit Leadership Team.  These activities may involve working with international business partners in a remote manner, and include:
• Executing walkthroughs and documenting business procedures
• Identifying, evaluating, and documenting the design of key controls
• Developing audit programs to guide test work
• Exercising professional judgment in selecting the areas of emphasis for a given audit, and determining and locating sources of information
• Executing audit testing and completing work papers of high quality in accordance with the Internal Audit department’s standards
• Obtaining acceptance on internal control weaknesses or inefficiencies and management action plans to address the same
• Conducting entry, update and exit meetings with business area management
• Drafting and finalizing internal audit reports to senior management
• Performing follow-up on previously identified audit findings and management’s action plans
• Managing assignments within the allotted timeframes while achieving the desired quality of execution
• Fostering strong working relationships with all business partners including external auditors
• Embracing the department’s agile auditing principles, assisting with the development of advance analytics to facilitate the execution of audit work, identifying innovative, practical solutions and applying a continuous improvement mindset
• Contributing to developing a culture of risk and control awareness throughout the organization
• Executing special projects as requested

QUALIFICATION:-

• Bachelor’s degree in accounting, finance, or other related field, or other Bachelor degree plus relevant industry experience; masters’ degree will be considered an asset.

LICENSES, CERTIFICATIONS, REGISTRATIONS (IF APPLICABLE):

• Professional accounting or auditing designation (e.g., CA, CPA, CFA, CIA, ACCA, ACFE) or to have substantially completed the requirements for such a designation

WORK EXPERIENCE:

• Minimum 2-4 years auditing experience with strong knowledge of general controls and SOX Compliance; previous experience in audit-related, risk management and/or compliance roles is desirable
• Previous experience in the asset management, securities and/or banking industries a plus
• Understanding of regulatory reporting requirements for a public company

Skills

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