Responsibilities:-

•          Performing deep dive to identify the KYC quality issues in the tasks performed by COSS covering

a. Client Profiling including Client Identification, Source of Wealth, Purpose of Accounts and Risk factors

b. Documentation checks

c. Background checks/Name Screening

•          Perform root cause analysis on the issued identified and recommend mitigating measures

•          Exploring operational efficiency & process consistency for APAC locations, where applicable

•          Thorough knowledge of policies, processes and procedures impacting or related to COSS

•          Supporting Management Information and data analysis on periodic basis or on ad-hoc basis as requested by management

•          Providing support on ad-hoc/newly allocated tasks as and when assigned by the management

•          Perform testing, monitoring and reviews to ensure identification, escalation and remediation of risks within the department and according to pre-defined/agreed timelines

•          Liaise with Audit functions including Internal Audits, M&T & External Audits

•          Conduct or Coordinate Governance and other meetings to drive Risks & Quality Agenda.

Qualification:- CA, CFA, CWA, CS with 3-5 years of relevant experience.

Skills

CSCFAChartered Accountant(CA)CWAClient OnboardingClient ProfilingWealth ManagementInternal Audit

Similar Jobs