Responsibilities:-

• Assessment of statutory auditor independence as required under Rule 16 of U.S. Security exchange commission.
• Preparing various analysis and presentations reported to Audit Committee.
• Preparing the sharing quarterly performance metrics to GIA Leadership team
• Performance of Disclosure audit U/S 302 of the Sarbanes Oxley (SOX) Act of 2002.
• Preparation and review of reporting for leaders of Internal Audit & Legal Compliance in the Quarterly Disclosure Committee Meeting.
• Analysis of expenditure done by Officers and BoD that is discussed in Audit Committee meeting and reported in the Annual Proxy Report.
• Lead annual QA reviews (Perform reviews, provide training to other reviewers and report to CAE and prepare final presentation for CFO and CAO) to ensure Internal Audit Documentation is in adherence to the IPPF Standards.
• Strong liasoning with GIA Management team and provide trusted advisory to Chief of Audit & Control in scope of work.
• Tracking and follow up for the Management Action Plans agreed during Internal Audits. Reported to the Managers Internal Audit
• Lead and report on post audit activities delivery like Retesting of critical comments, client feedback gathering and post close reviews
• Successfully transition new processes from Global Internal Audit as required
• Participate in Internal Audits as required by the GIA.
Lead Continuous Improvement within control & risk processes and frameworks
• Drive and encourage the creation of continuous improvement ideas within the process network using continuous improvement and agile concepts
• Identify process improvements & efficiency in ACOE tasks for quality and timely completion
• Scan external environment for leading practices, emerging industry trends and digital landscape to leverage in processes managed by vendor partners
• Lead alignment with D&T teams for delivering improvement ideas involving technology support.

Qualification:- 

• CIA (Complete or pursuing), CA (Inter/Final) with 5+ years of professional experience.
• Knowledge on accounting (US & International GAAP), International Audit & regulatory.

Skills

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