Manager-Compliance

Responsibilities:-

• Being as a Subject Matter Expert (SME) on Financial Reporting Spreadsheet Controls Policy (AEFP42) with responsibility for policy and standards maintenance and providing regular guidance and training to user groups across the Company        
• Driving further simplifications and enhancements to the existing program capabilities and Policy requirements, following a clear risk focused approach and based on learning and feedback from current policy compliance effort and performance by business units / process areas, latest trends and developments in industry or inputs from internal and external risk and compliance groups and key stakeholders
• Ongoing monitoring and reporting of Spreadsheet Controls Policy compliance across the Company by tracking spreadsheet control deficiencies from various sources – accounting issue logs, operational risk events, internal & external audit reports etc.

• Deployment of key spreadsheet program initiatives to enable identification and rationalization of financial reporting spreadsheets across the enterprise, within the scope of the Policy
• Implementation of spreadsheet control technology as an enabler to automate monitoring of select spreadsheet controls, drive consistency, create efficiencies and increase enterprise wide policy compliance
• Partnering with operational risk teams in risk and control assessments as related to spreadsheet risk and controls
• Liaise and partner with the Lead Operational Risk Officer teams, Business Unit/Staff group process owners and their delegates, Internal and external auditors etc. to advise on policy related issues and matters, as required
• Work on other SOX team initiatives (NPA, COSO, Projects etc. from time to time, as needed).

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Qualification:- 

• Bachelor’s Degree in Finance/Accounting required with A minimum of 6 years of financial/accounting/internal audit/public accounting/operational risk experience. 
• CPA/MBA preferred. Strong understanding of the COSO Internal Control Framework.