Group Lead Legal

Department Icon Legal & Regulatory
88+ Applicants
Posted: 4 months ago
3-5 years
Gurugram
work from office

Posted: 4 months ago
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Applicants: 88+
Job Description
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Job Description

The role will focus primarily on legal and regulatory matters relating to Columbia Threadneedle Investments asset management business and in particular its registered funds, regardless of jurisdiction, offering documents.
The role will focus primarily on legal and regulatory matters relating to Columbia Threadneedle Investments asset management business and in particular its registered funds, regardless of jurisdiction, offering documents. Specific responsibilities include:
  • Manage the maintenance of Columbia Threadneedle Investment Funds home state prospectuses and filing of Columbia Threadneedle Investment Funds prospectuses and ancillary documents in host state jurisdictions across EMEA and APAC including arranging of translations and country specific documents as well as liaising with external counsel and representative agents as well as informing internal stakeholders of progress and presenting as necessary at internal meetings.
  • Managing share class and sub-fund registration and de-registrations across EMEA and APAC, including preparation of notification packages with country specific requirements and updating internal stakeholders of progress as well as keeping internal records up to date.
  • Filling of KIDs in multiple jurisdictions across EMEA.
  • Drafting non-disclosure agreements relating to regulatory reporting and portfolio holdings release for clients and recording progress in internal record keeping system.
  • Working closely with internal stakeholders to maintain existing and open new sub-custody accounts for Columbia Threadneedle Investments funds in multiple jurisdictions.
  • Assisting where required in work relating to new fund launches/closure.
  • Assisting where required on legal projects relating to regulatory work and related requirements.
  • General research support to the Retail Funds and Distribution Team.
Key Capabilities:
Essential:
  • Working knowledge of UCITS funds and the global asset management industry
  • Excellent stakeholder management skills
  • Attention to detail
  • Good written and verbal communication skills
  • Good Adobe, Word and Excel skills

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Desirable:
  • Experience working within a global financial services or asset management company
  • Experience with and understanding of the general framework of asset management products and services, ideally within Europe and globally
  • Experience working with disclosure documents generally
  • undefined
    Working Relationships:
    External: External legal counsel; regulators; vendor contacts
    Internal: Product; Compliance; Change management team; legal teams, Distribution

Skills

LegalChange ManagementRegulatory ReportingFinancial ServicesComplianceResearchMaintenanceRecord KeepingAgreementsAsset ManagementLegalLegal CounselReporting

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Important dates & deadlines?

Application Deadline

08 Mar 26, 03:49 PM IST

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Group Lead Legal

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