Merchant Banking - Company Secretary (CS)

Role Profile and

Department: Capital Market Services

Location: Mumbai

Reporting To: Senior Vice President

Secondary Reporting: Director

Position 2: Executive (CS)

Qualification: Company Secretary (CS) Mandatory

Experience

12 years of relevant experience in Capital Market Services

Role Focus

Managing regulatory and secretarial aspects of capital market transactions

Ensuring compliance with SEBI and other regulatory authorities

Responsibilities

Execution of capital market transactions including:

IPOs (Main Board & SME)

SME IPOs (Primary mandate focus)

Rights Issues

Takeovers (SEBI Takeover Code compliance)

ESOPs

NCDs

Due Diligence assignments

Preparation of:

• Draft Red Herring Prospectus (DRHP)
• Information Memorandum
• Prospectus / Letter of Offer
• Regulatory filings and documentation

Valuation of shares and businesses

Interaction and coordination with clients, regulators, investors, and lenders

Supporting research and internal execution functions

Assisting in business development initiatives within the Capital Market Services team

Representing matters before regulatory authorities as required

Technical Skills

Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook)

Strong working knowledge of SEBI regulations and Indian capital market framework