Auditor - NBFC - CA

Job Title: Auditor
Qualification: Chartered Accountant (CA)
Industry: NBFC (Non-Banking Financial Company)
Position: 2 Nos.
Location: Pune
Eligibility Criteria:
- Qualified Chartered Accountant (CA).
- 2-4 years of experience in internal audit/financial audit, preferably in the NBFC or BFSI sector.
- Hands-on experience with risk-based audit and compliance functions.

Job Summary:
The Internal Auditor will be responsible for evaluating and improving the effectiveness of risk management, internal controls, and governance processes of the NBFC. The role demands a CA-qualified professional with a strong understanding of financial regulations, compliance requirements, and audit practices in the NBFC sector.
Key Responsibilities:
- Conduct internal audits across departments to ensure compliance with company policies, RBI guidelines, and statutory regulations.
- Review and evaluate the adequacy of internal controls, processes, and risk management frameworks.
- Identify gaps, risks, or irregularities in financial transactions, reporting, and operational activities.
- Prepare detailed audit reports with observations, risk areas, and actionable recommendations.
- Work closely with management to implement corrective actions and monitor follow-ups.
- Evaluate compliance with RBI norms, KYC/AML guidelines, and NBFC-specific regulatory requirements.
- Ensure timely detection and prevention of frauds, errors, and misstatements.
- Conduct special investigations, as required, on high-risk areas or irregular activities.
- Support the Board/Audit Committee with insights on financial integrity, governance, and risk management practices.
- Keep updated with changes in accounting standards, tax laws, and NBFC regulations.
Key Skills & Competencies:
- Strong knowledge of NBFC operations, RBI guidelines, and regulatory frameworks.
- Proficiency in financial analysis, internal control systems, and audit techniques.
- Excellent analytical, problem-solving, and reporting skills.
- Strong communication and presentation abilities for management and board-level discussions.
- Ethical, detail-oriented, and independent in approach.