Audit Manager

Duties and Responsibilities

• Plan, execute, and report on risk-based internal audits in line with the approved audit plan.
• Assess adequacy and effectiveness of internal controls, operational processes, and compliance with RBI guidelines for NBFCs.
• Conduct audits of wholesale finance operations, financial reporting, IT systems, and regulatory compliance.
• Identify control gaps and areas of improvement; recommend corrective and preventive measures.
• Liaise with external auditors, statutory auditors, and regulators during inspections and reviews.
• Monitor the status of implementation of audit recommendations and ensure timely closures.
• Prepare detailed audit reports and present findings to senior management and the Audit Committee.
• Perform special reviews and investigations when mandated by management.
• Continuously improve audit methodologies, tools, and practices to strengthen the internal audit function.

Knowledge and Skills

• Strong knowledge of internal audit frameworks, risk management, and NBFC regulatory landscape.
• In-depth understanding of wholesale lending, financial operations, and compliance practices.
• Excellent analytical, critical thinking, and report-writing abilities.
• Strong stakeholder management and communication skills, with the ability to present findings at senior levels.
• Proficiency in audit tools, MS Office, and analytics platforms; exposure to ACL/IDEA preferred.

Education and Experience

• Chartered Accountant (CA), Certified Internal Auditor (CIA), or MBA (Finance/Risk) with audit specialization.
• 810 years of relevant experience in internal audit, risk management, or compliance in NBFCs, Banks, or Financial Institutions.
• Prior exposure to wholesale/auto finance sector is desirable.