Enhanced Due Diligence Analyst - Compliance
Data Science Analytics & Machine Learning
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Job Description
- As a Compliance Analyst at Interactive Brokers Group, Inc., you will play a crucial role in ensuring the integrity of our financial services by conducting thorough reviews of customer details and transactions. Your responsibilities will include:
- Reviewing new and existing customer details and activities related to IB accounts.
- Monitoring customer transactions to identify potential high-risk or money laundering activity.
- Conducting regular due diligence and enhanced due diligence on customers.
- Assisting in the creation and implementation of policies and procedures for the firm's enhanced due diligence program.
- Collaborating with global compliance teams on compliance and AML functions.
- Drafting Suspicious Activity Reports and maintaining appropriate case documentation.
- Performing transaction analysis for potential High Risk customers.
To excel in this role, you should possess the following qualifications and skills:
- Bachelor's degree in Finance, Economics, Accounting, or Information Systems.
- Minimum 4 years" experience in handling AML and/or EDD issues.
- Understanding of technology's application to business and regulatory issues.
- Ability to develop compliance solutions that meet regulations while exercising sound business judgment.
- Strong communication skills and the ability to work independently in a small-team environment.
- Proven project management skills in a fast-paced environment.
- AML certification such as ACAMS, CFE, CFCS is a plus.
- Proficiency in office tools like MS Outlook, MS Word, MS Excel.
In addition to a challenging and rewarding role, Interactive Brokers Group, Inc. offers the following benefits and perks:
- Competitive salary package.
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- Performance-based annual bonus (cash and stocks).
- Hybrid working model (3 days office/week).
- Group Medical & Life Insurance.
- Modern offices with free amenities and fully stocked cafeterias.
- Monthly food card & company-paid snacks.
- Hardship/shift allowance with company-provided pickup & drop facility.
- Attractive employee referral bonus.
- Company-sponsored team-building events and outings.
Please note that the benefits package is subject to change at the management's discretion. Join our dynamic team and contribute to simplifying and enhancing financial opportunities with cutting-edge technology at Interactive Brokers Group, Inc.,
Skills
ImplementationAnalystRegulatory IssuesInformation SystemsProject ManagementMS ExcelMS OutlookAccountingFinanceAMLEconomicsMS WordEDDComplianceIf an employer asks you to pay any kind of fee, please notify us immediately. Jobaaj does not charge any fee from the applicants and we do not allow other companies also to do so.
About Company
Interactive Brokers Group, Inc. was founded by its Chairman and CEO Thomas Peterffy. Over the last 42 years, it has grown internally to become one of the premier securities firms with over $7.9 billion in equity capital. Interactive Brokers conducts its broker/dealer business on over 125 market destinations worldwide. In its broker dealer agency business, IBKR provides direct access (""on line"") trade execution and clearing services to institutional and professional traders for a wide variety of electronically traded products including stocks, options, futures, forex, fixed income and funds worldwide. Interactive Brokers Group and its affiliates execute over 797,000 trades per day. Interactive Brokers is headquartered in Greenwich, Connecticut and has over 1,400 employees in its offices in the USA, Switzerland, Canada, Hong Kong, UK, Australia, Hungary, Russia, Japan, India, China and Estonia. IBKR is regulated by the SEC, FINRA, NYSE, FCA and other regulatory agencies around the world.
Important dates & deadlines?
Application Deadline
31 Oct 25, 01:10 PM IST
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Enhanced Due Diligence Analyst - Compliance
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