Please click on the Apply to verify the status of jobs posted more than 15 days ago, as they may have expired. Similar Jobs
Job Description
- Closely coordinate with the Financial Services Compliance & Regulation - US Compliance Consulting practice to manage and perform ongoing SEC compliance support services allocated to the individual on behalf of its clients (primarily hedge funds and private equity funds)
- Assist in managing and monitoring various personal trading platforms on behalf of FSCR-CC clients.
- Proactively monitor and report on potential electronic communication compliance violations on various archival platforms
- Work closely with external vendors to troubleshoot and escalate critical systems issues.
- Actively monitor and report on potential electronic communication compliance violations
- Stay abreast of SEC guidance regarding regulatory changes and guidance regarding electronic communications and surveillance systems.
- Experience in advising hedge funds and private equity funds is a plus.
- bachelors or masters degree in commerce, Accounting, Law, Business Administration or Management (with a concentration in Accounting, Law, Economics or Finance) from an accredited university or college
- Proven six (6) months 3 years of work experience in a compliance role.
Looking to get Placed? Try our Placement Guarantee Plan
- Ability to work on own initiative and as part of a team.
- Client facing, solutions focused skills and passionate to work extensively on data management.
- Clear, logical thought processes, ability to make decisions and articulate these clearly.
- Strong English oral and written communication skills
- Time management skills and ability to work within deadlines.
- Solution-driven and problem-solving attitude
- Legal or audit background would be useful.
Skills
Data ManagementComplianceConsultingHedge FundsSupport ServicesFinancial ServicesMonitoringPrivate EquityComplianceRegulatoryIf an employer asks you to pay any kind of fee, please notify us immediately. Jobaaj does not charge any fee from the applicants and we do not allow other companies also to do so.
About Company
Kroll, a global leader in risk management, offers a diverse range of opportunities through Kroll's careers. Specializing in governance, risk, and transparency, Kroll careers appeal to professionals interested in cybersecurity, corporate finance, investigations, and compliance. Kroll promotes a culture of integrity and excellence, providing employees with the tools and training necessary to advance their expertise and tackle complex challenges. This dynamic work environment encourages continuous professional development and innovation. For those looking to contribute to a safer, more secure global marketplace, the Kroll careers page offers detailed information on available positions, company values, and the benefits of joining their expert team.
Important dates & deadlines?
Application Deadline
30 Mar 26, 03:53 PM IST
Similar Jobs
View All
Don't Miss out any Updates
Subscribe now for the latest job alerts
and never miss an update
Analyst, Compliance Consulting
Share with
