Compliance Officer

About the Company

Mega Corporation is a listed Non-Banking Financial Company (NBFC) undergoing a strategic transformation into a technology-led, government-anchored financial infrastructure platform. With the launch of its digital lending platform, Lendingo, and the execution of large-scale payroll-linked lending programmes, including a state-wide deployment with the Government of Rajasthan, Mega Corporation is entering a decisive growth phase. This role offers a rare opportunity to build an

institution from the ground up at the intersection of regulated finance, fintech platforms, and public sector scale.

Role Overview

We are seeking a detail-oriented Compliance Officer to lead the companys regulatory, legal, and governance framework. This is a senior-level role suited for a professional with strong experience in NBFC and fintech regulatory environments.

The role will work closely with senior management to ensure the organisation operates within all legal and regulatory requirements while strengthening internal governance structures. This position is designed as a future CFO track role, offering opportunities to contribute to broader financial leadership and strategic decision-making.

Key Responsibilities

Regulatory Compliance

• Ensure adherence to applicable NBFC, fintech, and financial regulatory requirements.
• Monitor regulatory developments and implement necessary compliance frameworks.
• 
  Liaise with regulators, auditors, and external advisors on compliance matters.

Corporate Governance

• Manage corporate secretarial functions, including board processes, statutory filings, and governance documentation.
• Ensure compliance with company law and other statutory obligations.
• Support board and committee meetings with appropriate documentation and regulatory oversight.

Legal & Risk Management

• Provide guidance on legal and regulatory matters affecting the business.
• Review contracts, agreements, and internal policies to ensure regulatory compliance and risk mitigation.
• Develop and implement internal compliance policies and procedures.

Compliance Monitoring & Reporting

• Establish systems to track compliance obligations and regulatory reporting.
• Conduct periodic compliance reviews and risk assessments.
• Prepare compliance reports for senior management and the board.

Cross-Functional Collaboration

• Work closely with finance, operations, and leadership teams to embed compliance within business processes.
• Support the development of strong internal controls and governance practices.

Qualifications

• Qualified Company Secretary (CS) mandatory
• Additional qualifications such as an MBA (Finance), CA, ICWA, or CFA will be considered an advantage

Experience

• Minimum 10 years of work experience in compliance, legal, or corporate governance roles
• Prior experience in NBFC, fintech, or financial services organisations
• Strong understanding of regulatory frameworks, corporate governance, and legal compliance

Key Skills

• Regulatory and legal compliance expertise
• Corporate governance and secretarial practices
• Risk management and internal controls
• Strong analytical and documentation skills
• Ability to work closely with senior leadership and regulatory stakeholders