Paytm Money - Legal Manager - Broking - CS/LLB

Key Responsibilities:
Regulatory Compliance & Surveillance:
- Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.
- Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.
- Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.
- Handle surveillance reporting for broking and depository functions, including exchange queries.
Policy, Process & MIS Management:
- Set up screening parameters and update AML software modules.
- Manage periodic MIS on alerts and ensure process documentation.
- Disseminate regulatory circulars, assess impacts, and update stakeholders.

Investigations & Training:
- Conduct quality controls, suspicious activity investigations, and enhanced due diligence.
- Assist in training staff on KYC and AML policies.
Stakeholder Engagement:
- Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations.
Requirements:
Experience:
- 6-12 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.
Educational Qualification:
- Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.
Technical Skills & Competencies:
- Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
- Strong analytical ability for transaction data and surveillance investigations.
- Proficient in MS Office and AML/KYC software tools.
- Excellent written and verbal communication, interpersonal skills, and stakeholder management.
- Ability to multitask under tight deadlines in a fast-paced environment.
Why Join Paytm Money?
- Be part of a rapidly growing SEBI-registered broking platform.
- Influence best-in-class KYC, AML, and surveillance practices.
- Exposure to regulators and exchange-level reporting responsibilities.
- Collaborate with diverse teams in a dynamic fintech ecosystem