Executive - Controls & Compliance (O2C)

Work Experience:

Mandatory

1. Total experience of 1 year in SOX testing/ Risk and Controls/ Internal Audit.
2. Worked on business control testing / internal audit projects individually as well as part of larger teams.
3. Performed test of design and operative effectiveness in a complete audit cycle.
4. Managed multiple stakeholders / senior management to agree on risk based issues and remediation.

Added advantage

1. Experience of managing small teams.
2. Worked on international SOX testing programme or specific ICOFR programmes.

3. Experience of working in Big 4 / cross border control testing teams.
4. Performed risk based control testing with SAP as the primary ERP.

1. Perform control testing (design and operating reviews) Control testing under SoX and ICoFR (TOD and TOE)
2. Responsibility of managing controls documentation under the controls framework in line with best practices and as required under applicable regulation
3. Remediation management for all controls across all Group entities under SoX and ICoFR regulations
4. Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements
5. Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower
6. Work with stakeholders (internal and external) to resolve problems; answers questions; Reviews work
7. flow processes; provides continuous process improvement suggestions
8. Manage a team of SOX testers and ensure delivery of audit program with high quality standards; conduct
9. performance reviews; aid career progression

Functional Knowledge of Skills (Must Have)

1. Proficient in performing risk based control testing. Expertise in performing Test of Design, Test of Operating effectiveness, Sampling methodology, Issue identification and remediation.
2. Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA.
3. Familiar with accounting standards (GAAP), PCAOB guidelines, and COSO methodology.
4. Demonstrable audit mind-set with excellent problem solving, conflict management and time management skills.
5. Team management skills including the ability to plan and organise teams effectively to meet audit deadlines.

Educational Qualification

1. Graduate, B.Com, M.Com or MBA (Finance).
2. Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.
3. SAP certification is an added advantage