Vice President - Compliance Testing & Audit

Department Icon Risk Management & Compliance
93+ Applicants
Posted: 5 days ago
10-14 years
Bangalore
work from office

Posted: 5 days ago
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Applicants: 93+
Job Description
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Job Description

Our client is a global bank and financial services with operations across the globe. Looking for an experience Auditor to be part of their corporate governance audit team. This is an expanding bank looking for someone senior to be responsible for controls to detect potential market abuse / misconduct activities, Financial Crime, Conduct and Legal processes throughout their EMEA & Asia regions.
Some of the key responsibilities will include:
- Lead and execute internal audits across EMEA & Asia region.

- Take primary responsibility for audit planning, fieldwork, reporting findings and agreeing action plans with auditees.
- Oversee audit strategy, resource planning, and execution using agile audit methodologies.
- Perform risk assessments, at least annually, using the departmental risk assessment methodology.
- Maintain strong relationships with senior business and risk stakeholders.
To be eligible for this role you will require:

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- At least 10+ years of strong background and experience of auditing Compliance, Financial Crimes, and Conduct.
- Experience in a Compliance function, as a second line of defense, or with a regulator of financial institutions, prior to joining internal audit, will also be considered.
- Strong communication and influencing skills required to be successful in this role.
- Ability to work collaboratively with other regional and global partners.

Skills

AuditComplianceInternal AuditRisk ManagementInternal ControlTestingComplianceRisk AssessmentCompliance Testing

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Important dates & deadlines?

Application Deadline

03 Aug 26, 03:00 PM IST

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Vice President - Compliance Testing & Audit

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