Please click on the Apply to verify the status of jobs posted more than 15 days ago, as they may have expired. Similar Jobs
Job Description
What role you will play in team: You will monitor compliance with internal policies and external regulations, ensuring adherence to legal and ethical standards.
What you will do: Conduct regular monitoring activities, identify compliance gaps, and work with stakeholders to improve compliance.
Key responsibility:
- Conducting regular monitoring of compliance with internal policies and external regulations.
- Identifying and reporting compliance gaps.
- Developing and implementing corrective actions.
- Preparing reports on compliance monitoring activities.
- Collaborating with other departments to improve compliance.
- Staying abreast of regulatory changes and updates.
- Maintaining records of compliance monitoring activities.
Required Qualification and Skills:
- Bachelor's degree in law, finance, or a related field.
- Minimum 1-2 years of experience in compliance monitoring.
- Strong understanding of compliance principles and regulations.
- Excellent analytical and problem-solving skills.
- Strong attention to detail and accuracy.
Looking to get Placed? Try our Placement Guarantee Plan
Benefits Included:
- Competitive salary and benefits package.
- Professional development opportunities.
- Supportive and collaborative work environment.
- Health Insurance
- Paid Time Off
A Day in the Life: A typical day might involve reviewing documentation, conducting audits, analyzing data, preparing reports, and collaborating with colleagues.
Skills
Compliance MonitoringComplianceRegulationsAuditingData AnalysisIf an employer asks you to pay any kind of fee, please notify us immediately. Jobaaj does not charge any fee from the applicants and we do not allow other companies also to do so.
About Company
UBS Group AG is a Swiss multinational investment bank and financial services company founded and based in Switzerland. UBS Group AG is a multinational investment bank and financial services company founded and based in Switzerland. Co-headquartered in the cities of Zürich and Basel, it maintains a presence in all major financial centres as the largest Swiss banking institution and the largest private bank in the world. UBS is a global firm providing financial services in over 50 countries. Visit our site to find out what we offer in the United States of America.
From gaining new experiences in different roles to acquiring fresh knowledge and skills – at UBS we believe that you should never stop growing and learning because life never stops teaching. We know that it's our people – with their unique backgrounds, skills, experience levels and interests – who drive our ongoing success. Ready to be part of #teamUBS and make an impact? Find out more at ubs.com/careers. UBS works with individuals, families, institutions, and corporations around the world to help answer some of life's questions – whether through award-winning wealth management advisory, investment banking and asset management expertise, or private and corporate banking services in Switzerland. With more than 71,000 colleagues around the world, we collaborate across all major financial centers in 50 countries. Although we all come from different backgrounds and specializations, two things unite us: the conviction that we’re stronger together, and the will and curiosity to constantly innovate. That’s the key to us unlocking our full potential (and what we look for in everyone who joins us). It’s also why we’re regularly recognized as an attractive employer.
Important dates & deadlines?
Application Deadline
15 Jul 25, 11:15 AM IST
Similar Jobs
View All
Don't Miss out any Updates
Subscribe now for the latest job alerts
and never miss an update
.webp){kind=logo}
Compliance Monitoring Officer
Share with
