Manager- Compliance

Department Icon Risk Management & Compliance
93+ Applicants
Posted: 1 year ago
3-5 years
Mumbai, Maharashtra
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Posted: 1 year ago
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Applicants: 94+
Job Description
About Company
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Job Description

We have an exciting opportunity for you to join our team as Manager- Compliance. Reporting to the Compliance officer this full-time and permanent position is based in Mumbai- Andheri, India and offers regional coverage, allowing you to make a significant impact to our compliance team and its growth.

Key responsibilities:

Compliance with SEBI (Debenture Trustee) Regulations, SEBI (AIF) Regulations, SEBI (LODR) Regulations, SEBI (SAST) Reg, SEBI (NCS) regulations, SEBI (PIT) Regulations etc. and circulars issued by SEBI from time to time,

Compliance with IFSCA FME regulations

Compliances with Companies Act and rules made there under

Compliances with group policies and SOPs for all products serviced by the Company

Overseas transactions background check

KYCs and PMLA check

Compliance with IFSC regulations

AIF online applications to SEBI and resolving SEBI query

Winding up of AIF/VCF

Handle SEBI adjudication proceedings and liaising with law firms

Reporting to Vistra group compliance

BRSA updation and implementation through change in SOPs

Organize Risk Committee meetings for new initiatives and inform/update committee on risk related agendas

Compliance with SEBI regulations impacting the Company & its transactions, COC Compliance,

Representations to SEBI and RBI

Handle Notices and inquiry received against the company

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Laisoning with TAI and other industry bodies

SEBI inspection, SEBI half yearly compliance reporting, Risk Based reporting

Internal audit queries and client queries

Key requirements:

CS and LLB with relevant experience of SEBI (Debenture Trustee) Regulations and SEBI (AIF) Regulations

Well versed with Compliances of IFSCA and SEBI regulations relating to Debentures and AIF

Minimum 3 years working experience in DT & AIF regulatory compliances

Candidate must be CS/LLB

Skills

AuditInternal AuditReportingSops

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About Company

Vistara is a joint venture of Tata Sons Private Limited and Singapore Airlines Limited (SIA), wherein Tata Sons holds a 51% stake in the partnership and Singapore Airlines owns a 49% stake. The company is registered as TATA SIA Airlines Limited. In 2013, two legendary brands, Tata Sons and Singapore Airlines decided to fulfil a long-cherished shared dream to bring forth a distinguished flying experience to air travellers in India.

With its strong historical ties with aviation, the Tata group had long wished to re-enter the aviation sector, after Tata Airlines was renamed Air India and eventually, nationalised. Both, the Tata group and Singapore Airlines were also firm believers in the growth potential of the Indian aviation sector and hence tried to enter the market in the past; first, in 1994 by setting up a joint venture to start an airline in India and then in 2000, teaming up to purchase stakes in Air India.

 However, after the lifting of foreign investment restrictions in 2012, the partners once again sought approval for a tie-up, which it obtained in October 2013. On November 5, 2013, Vistara’s holding company, TATA SIA Airlines Limited, was incorporated. The common goal of the joint venture is to redefine air travel in India to provide Indian travellers with a seamless and personalized flying experience that blends Tata’s and SIA’s service excellence and legendary hospitality.

The brand name ‘Vistara’ is derived from the Sanskrit word ‘Vistaar’ which means ‘a limitless expanse’. The name Vistara draws inspiration from the world that Vistara inhabits, viz. the ‘limitless’ sky. The brand also draws stimulus from the image that passengers most associate with a smooth and enjoyable flight – the endless, blue horizon they see through the windows of an aircraft.

As it aims to transform the flying experience of travellers in India, Vistara christens its brand tagline as ‘fly the new feeling’. On January 9, 2015, Vistara started its operations with a maiden flight from Delhi to Mumbai. In a short span of time, Vistara has rapidly expanded its footprint, both in terms of network and service proposition.

Vistara now serves 33 destinations with over 200 flights daily operated by a fleet of 26 Airbus A320 and 9 Boeing 737-800NG aircraft. Vistara has already flown more than 15 million happy customers since starting operations

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Important dates & deadlines?

Application Deadline

14 Jun 25, 11:54 AM IST

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