Senior Securities Operations Representative

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  Wells Fargo India solutions enables global talent capabilities for Wells Fargo Bank NA., by supporting over half of Wells Fargo's business lines and staff functions across Technology, Operations, Risk Services and Knowledge Services. EGS operates in Hyderabad, Bengaluru and Chennai in India and in Manila, Philippines. Learn more about EGS at our International Careers website .
  Department Overview
  Wealth & Investment Management (WIM) is one of the nation's leading providers of financial and investment services in the United States offering a full range of products and services to meet clients' unique needs and help them achieve financial goals. It consists of six different lines of business, one of which is Wells Fargo Advisors group. Within WFA, this requirement is with Brokerage Operations.
  About the Role
  Wells Fargo Brokerage Ops is seeking for a candidate to perform various back office & middle office functions in relation to mutual fund activities. This candidate will be primarily responsible for executing the production work with minimal supervision.
  Primary Responsibilities;
  Is responsible for performing a variety of operational tasks for highly complex Mutual Fund transactions which includes activities like reviewing Client agreements, Correcting Mutual Fund trades, Liaising with Fund managers to resolve queries etc. Duties may include:


• Process all assigned task accurately and on a timely basis


• To be able to process all type of trade proceeds independently


• To be able to process all Mutual Fund related allocations Trade Corrections, Calculate correct charges, account profit/loss for client etc.


• Handle the queries form the onshore teams/clients/customers.



• To be able to follow-up assertively with various external parties like Fund Managers, Custodian etc.


• Essential Qualifications:


• 3-4 years of Securities/Custody/Investment banking experience


• Understands the functionalities of US capital markets and various products like stock/equity, mutual fund, bonds etc.


• Very good Understanding of Trade life cycle


• Desirable to have experience of interacting with US customers/external parties


• Performs a variety of operational tasks for moderately to complex level


• Detail-oriented with very good problem solving abilities


• Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical


• Desired Qualification:



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  Candidate should good basic accounting Knowledge


• Very good understanding of tasks like reconciliation, matching, trade settlement, Capital markets etc.


• Good problem solving and analytical skills and numerical skills


• Typing Skills / Good Communication (Read / Write / Speak)


• Desirable to have experience of interacting with US customers.


• Working Hours: 6:30pm to 3:30am
  Work location: Bangalore-India

We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.