Financial Analyst, BD

Position Overview

This role supports ACAs financial reporting and planning activities and assists in servicing Foreside Distribution clients through day-to-day accounting and operational responsibilities. The position plays a key role in regulatory reporting, monthly close processes, and client support within a fast-paced financial services environment.

Key Responsibilities

• Prepare journal entries and perform detailed account reconciliations as part of the monthly close process
• Prepare monthly bank reconciliations and process intercompany transactions
• Prepare monthly financial statements and regulatory reports in compliance with GAAP and FINRA/SEC requirements
• Prepare net capital calculations and assist with ongoing monitoring of broker-dealer net capital requirements
• Prepare and submit quarterly FOCUS filings
• Process annual FINRA registrations and renewal filings
• Assist with annual financial statement audits
• Prepare and reconcile 12b-1 fees, transaction-based compensation, and other revenue streams
• Prepare and distribute monthly and quarterly board and management reporting packages
• Serve as a primary point of contact for client information requests and reporting needs

• Bachelors degree; accounting or finance preferred
• Minimum of two (2) years of accounting experience
• Strong financial analysis capabilities
• Advanced understanding of financial and accounting systems
• Thorough knowledge of accounting principles and financial management practices

• Bachelors degree with a concentration in accounting or finance
• Prior broker-dealer experience

• Ability to exercise discretion and make independent judgments on matters of significance
• Demonstrated professional integrity and ethical judgment
• Dependable, flexible, and adaptable to evolving initiatives and client needs
• Ability to thrive in a fast-paced, small-team environment
• Strong ability to work independently, multitask, and prioritize effectively
• Proven ability to build and maintain strong working relationships with colleagues and clients
• Highly motivated and goal-oriented with a proactive approach to learning and career development
• Detail-oriented with strong organizational and problem-solving skills
• Strong written and verbal communication skills
• Proficiency in Microsoft Office applications and Adobe Acrobat