Compliance Monitoring Executive

Department Icon Risk Management & Compliance
93+ Applicants
Posted: 3 days ago
2-5 years
Bangalore HQ, India
work from office

Posted: 3 days ago
|
Applicants: 93+
Job Description
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Job Description

Job Overview:
We are looking for a proactive, detail-oriented Law Graduate to set up, manage, and drive our centralised compliance monitoring framework. You will evaluate statutory applicability for the company, implement a centralized compliance tracking application, and manage day-to-day tracking, team follow-ups, document maintenance, and compliance issue resolution across all internal departments.


Key Responsibilities:
  • Applicability Assessment: Review statutory, regulatory, and corporate compliance requirements to determine which specific laws apply to the company's business operations and locations.
  • Application Implementation: Lead the setup and deployment of a centralized compliance monitoring tool by mapping finalized compliance requirements and defining ownership and escalation hierarchies.
  • Daily Compliance Monitoring: Track day-to-day compliance activities across all functional departments to ensure timely completion and verification of supporting evidence.
  • Reminders & Follow-ups: Issue reminders and follow up with department heads and task owners to prevent overdue items and regulatory delays.
  • Tracker & Document Maintenance: Build, maintain, and continuously update centralized compliance trackers, license copies, and submission acknowledgements.
  • Troubleshooting & Issue Resolution: Assist internal teams in interpreting compliance requirements, resolving operational bottlenecks, and troubleshooting compliance execution issues.
  • Escalation Management: Track unresolved or delayed tasks through established multi-level escalation matrices and flag potential risks to management.
  • Reporting & Dashboards: Generate periodic status reports and monthly compliance dashboards for management’s review.
  • Regulatory Updates: Monitor changes in laws, rules, and statutory amendments to keep the company’s compliance database current.

Candidate Profile & Eligibility

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  • Education: LL.B. degree from a Bar Council of India (BCI) approved university.
  • Experience: 0 to 2 years of experience in corporate compliance, legal research, or legal operations. Freshers can apply.
  • Legal Knowledge: Sound understanding of statutory, labor, tax, corporate, and operational regulations.
  • Tech Aptitude: Comfortable learning, setting up, and administering compliance management applications and digital tracking tools.
  • Communication & Coordination: Strong interpersonal skills to follow up with cross-functional teams and enforce compliance timelines assertively.

Skills

ComplianceCommunicationTeamsLegal ResearchCompliance Management

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Important dates & deadlines?

Application Deadline

27 Nov 26, 04:25 PM IST

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