Issue Analytics & Insights, Director, Internal Operations & Quality Control
Job Description
In the Audit division, we provide senior management an objective and independent assessment of the Firms internal control environment for risk management and governance. This is a Director level position within the Internal Operations & Quality control job family which is responsible for efficient and effective functioning of the department, supporting the ultimate delivery of high quality assurance services.
Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.
What Youll Do In The Role
- Execute recurring deliverables (monthly, quarterly) including issue analysis, thematic control review and identification, facilitation of cross functional QA reviews;
- Support issue data aggregation, analysis, and reporting for senior management insights;
- Act as implementer for key processes, including thematic tagging review and trend analysis of issues across functional groups;
- Contribute to AI-enabled initiatives and broader automation efforts; and
- Support ad hoc data requests and stakeholder deliverables across IAD and external stakeholders
- Knowledge of industry, global markets, and regulatory
- Strong understanding of audit principles, methodology, tools, and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
- Effective change and project management techniques and ability to support teams in adapting new ways of working
- Ability to leverage and analyze data using tools and technology like Gen AI, Alteryx, Power BI to inform focus and views on risk
- Ability to execute multiple deliverables and manage stakeholders in line with shifting priorities
- Strong written and verbal communication skills, with the ability to present information clearly and objectively to senior stakeholders
- At least 5 years relevant experience would generally be expected to find the skills required for this role
At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way thats differentiated – and weve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - arent just beliefs, they guide the decisions we make every day to do whats best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, youll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.
To learn more about our offices across the globe, please copy and paste https://www.morganstanley.com/about-us/global-offices into your browser.
Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.
Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.
For more information, please visit: https://www.morganstanley.com/people-opportunities/eeo.
Skills
AuditAssuranceInternal ControlControl EnvironmentGovernanceQaQuality AssuranceQuality ControlReportingIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
Morgan Stanley is an American multinational investment bank and financial services company headquartered at 1585 Broadway in Midtown Manhattan, New York City. Founded in 1935 by Henry S. Morgan and Harold Stanley, the firm operates in 40+ countries with a workforce of ~75,000.
Morgan Stanley provides a wide range of services including investment banking, sales & trading, wealth management, and investment management. It serves corporations, governments, institutions, and individuals worldwide. In India, Morgan Stanley has a strong presence in Mumbai and Bengaluru, focusing on technology, operations, research, and global capital markets.
The firm is recognized for its client‑first approach, innovation in financial products, and commitment to sustainability and diversity.
Important dates & deadlines?
Application Deadline
24 Oct 26, 01:29 PM IST
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