Regulatory Specialist

What you will be responsible for

As a Regulatory Trade Reporting Specialist,

• Support the Regulatory Reporting Operations team with day-to-day issues and escalations, while partnering with project teams and technology to ensure operational readiness for initiatives impacting reporting processes.
• Provide oversight of key regulatory reporting initiatives, interpret regulatory requirements and coordinate with business and technology teams to implement required changes.
• Serve as project manager for the design and implementation of efficient, scalable regulatory reporting solutions, ensuring accuracy, timeliness, and alignment with industry best practices.
• Conduct root cause and gap analyses, gather and document business requirements, design solutions, and manage the regulatory reporting enhancement pipeline through stakeholder prioritization.
• Ensuring all changes affecting reporting obligations comply with established governance, risk, and control frameworks, promoting a culture of risk awareness and accountability.
• Represent the firm with external counterparties and industry forums, providing subject matter expertise and identifying opportunities to strengthen internal reporting practices.
• Take on additional responsibilities as needed to support team and organizational objectives.

What we value

These skills will help you succeed in this role.

• Strong risk mitigation, problem solving, and decision-making skills.
• Ability to think critically and resolve complex problems.
• Experience working under tight deadlines with multiple deliverables.
• Strong project/process management, and organizational skills
• Exhibit superior problem solving and analytical thinking, innovation and thought leadership.
• Stay current with emerging trends to support business growth and transformation.

Education / Experience

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• BS, BA, BBA, or equivalent work experience
• Experience in regulatory reporting, risk management, compliance, audit, control experience preferred.
• Regulatory reporting awareness and exposure to any of the following: MiFID II, EMIR, CFTC, CSA, KRX, MAS, ASIC, HKMA, SFTR regulations is preferred.
• Knowledge of industry regulatory requirements.
• Contribute to a wide variety of initiatives as a dependable and flexible resource.
• Maintain working knowledge of overall process operating/IT model and assist with deployment of operational changes.
• Proficiency in Microsoft Office applications – PP, Teams, Word, Excel, Access

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