OfBusiness - Compliance Manager - NBFC - CS

Department Icon Risk Management & Compliance
Posted: 6 months ago
6-10 years
Gurgaon/Gurugram
Risk Management & Compliance
work from office
Full Time

Posted: 6 months ago
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Posted over 15 days ago, so the role may have closed. Confirm on the employer's page when you apply, or see similar jobs.

Job Description

  • About:
  • 1. Execute end-to-end process of issuance and listing of securities, including CPs, NCDs, PTCs, and other debt instruments.
  • 2. Coordinate with stock exchanges, RTA, debenture trustees, merchant bankers, and internal stakeholders.
  • 3. Manage LODR compliance, including periodic and event-based filings, disclosures, and monitoring.
  • 4. Draft and review offer documents, term sheets, shareholder communications, and board- related disclosures.
  • 5. Maintain compliance registers, trackers, and documentation across regulatory frameworks.
  • 6. Ensure adherence to NBFC regulations issued by RBI and applicable corporate governance norms.
  • 7. Support audits, board committee reporting, and internal compliance reviews.
  • 8. Monitor regulatory updates and implement changes in processes and documentation.

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About Company

OfBusiness is a technology-driven SME financing platform that adds value to SME’s business beyond financing through its raw material fulfilment engine and new opportunities platform.

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