OfBusiness - Compliance Manager - NBFC - CS

Department Icon Risk Management & Compliance
93+ Applicants
Posted: 3 months ago
6-10 years
Gurgaon/Gurugram
work from office

Posted: 3 months ago
|
Applicants: 94+
Job Description
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Job Description

About:

1. Execute end-to-end process of issuance and listing of securities, including CPs, NCDs, PTCs, and other debt instruments.


2. Coordinate with stock exchanges, RTA, debenture trustees, merchant bankers, and internal stakeholders.
3. Manage LODR compliance, including periodic and event-based filings, disclosures, and monitoring.
4. Draft and review offer documents, term sheets, shareholder communications, and board- related disclosures.
5. Maintain compliance registers, trackers, and documentation across regulatory frameworks.
6. Ensure adherence to NBFC regulations issued by RBI and applicable corporate governance norms.
7. Support audits, board committee reporting, and internal compliance reviews.
8. Monitor regulatory updates and implement changes in processes and documentation.

Skills

ReportingCs

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About Company

OfBusiness is a technology-driven SME financing platform that adds value to SME’s business beyond financing through its raw material fulfilment engine and new opportunities platform.

Important dates & deadlines?

Application Deadline

26 Jun 26, 05:55 PM IST

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OfBusiness - Compliance Manager - NBFC - CS

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