Vice President - Operational Risk Management

• :
• Key Responsibilities:

- Collaborate with Japan, AEJ, EMEA, US ORM SPOCs to consolidate Operations/Global Middle office risk agenda for cross-regional coordination and global ORM execution
- Establish communication loops with Global ORM-Global Portfolio Directors/team on progress, red flags and centrally track and project manage actions consolidation from ORM reviews across regions
- Lead coordination of global risk assessments and QAQC processes with regional teams, identifying consolidation opportunities through standardization of RCSA methodologies and harmonization of risk and control frameworks to ensure consistent global risk reporting and management practices
- Provide independent 2nd line ORM oversight and challenge across critical operational domains including payments processing and settlement failures, KYC/AML compliance and client onboarding, margin calculations and collateral management, cash prime brokerage operations and client money segregation, and trade capture with transaction reporting accuracy
- Challenge 1st line control framework through adequacy assessment and challenge from 2nd line perspective and perform independent risk reviews, targeted assessments, QAQC, and deep dives across operational domains
- Represent Powai in global ORM forums, contributing to strategic discussions on emerging risks and framework evolution
- Present key ORM risks, KRI trends, and control testing updates to ORM Horizon Scanning Governance Forum discussions on emerging risks and strategic risk themes

- Establish regular risk dialogue sessions with Global Stakeholders to ensure operational risk considerations are integrated into strategic planning/RCSA
- Conduct risk assessments for new business initiatives, AI implementations, technology transformations, and business change management initiatives, developing cross-regional risk maps with focus on emerging AI risks, automation risks, and digital transformation operational risks
- Partner with global functions to provide advisory solutions from 2nd line ORM perspective, perform QA/QC to identify inconsistencies in global risk governance framework implementation, and track actions and facilitate review outcomes with global teams
- Participate in global projects based on emerging risks in settlements, KYC, client services, and cash prime operations
- Develop and maintain strategic relationships with key internal stakeholders across all business lines, ensuring ORM is embedded in business decision-making processes
- Collaborate with Global Central ORM teams to ensure seamless convergence and alignment of operational risk management systems, tooling, and dashboarding platforms, while establishing robust feedback loops to enhance system effectiveness and drive continuous improvement across regional implementations
- Create executive dashboards that translate complex operational risk data into clear, actionable business intelligence