Assistant Vice President - Compliance - Housing Finance - CS

• Leadership Hiring | AVP - Compliance | Housing Finance Company (HFC)
• A reputed Housing Finance Company is looking to hire an experienced AVP - Compliance professional to lead and strengthen its compliance, governance, and regulatory framework.
• Role : AVP - Compliance
• Location : Mumbai
• Experience : 10-15 years
• Education : Company Secretary (CS)
• Key Responsibilities:
• 1. Governance Framework & Policy Oversight:

• Lead the design, review, and continuous enhancement of the company's compliance and governance framework.
• Review and update compliance policies, manuals, and SOPs in line with evolving RBI / NHB regulations.
• Ensure alignment of compliance frameworks with business objectives.
• Partner with senior management to strengthen governance standards and accountability.

2. Internal Compliance Monitoring & Training:

• Strengthen internal compliance checks, self-assessments, and control testing mechanisms.
• Review compliance findings and ensure timely closure of gaps through corrective and preventive actions.
• Design and lead compliance awareness and employee training programs focusing on conduct risk and regulatory discipline.

3. Compliance Risk Governance:

• Establish and monitor Key Compliance Indicators (KCIs) and early warning signals.
• Drive the annual compliance risk assessment exercise, identifying emerging regulatory and operational risks.
• Present compliance risk insights, trends, and recommendations to senior management and governance committees.

4. Regulatory Monitoring & Submissions:

• Ensure accuracy and timeliness of all regulatory submissions and returns.
• Track regulatory developments and assess their impact on business operations.
• Coordinate with internal stakeholders for effective and timely implementation of new regulations.

Candidate Profile:

• Mandatory Qualification: Company Secretary (CS)
• Experience: 10-15 years in Compliance, Governance, or Risk functions within a Housing Finance Company, NBFC, or Bank
• Strong hands-on experience in regulatory liaison, policy governance, and compliance risk frameworks
• In-depth knowledge of regulations applicable to Housing Finance Companies
• Strong analytical, communication, and stakeholder management skills

Why This Role?:

• Senior leadership exposure
• High-impact role with direct interaction with regulators and top management
• Opportunity to shape and strengthen enterprise-wide compliance governance