Assistant Vice President - Compliance

ROLE OVERVIEW:

Manage compliance and corporate governance activities through regulatory monitoring, document review, and liaison with regulatory authorities. Ensure timely implementation of regulatory changes and adherence to internal controls.

ROLE INFORMATION:

• Function / Department: Compliance
• Reports to (position): Vice President
• Internal Level: Assistant Vice President
• Years of Experience: 8 - 12 Years
• Location: Mumbai

RESPONSIBILITIES & TASKS:

• Handling compliance related work
• Reviewing various documents and agreements
• Very good knowledge of the Companies Act, 2013 and Rules made thereunder
• Dealing and interacting with SEBI, SEs, and other Regulatory Authorities
• Drafting of minutes of Board and Committee meetings
• Good interpretation capabilities of the provisions of the company law, listing agreement, various SEBI guidelines, FEMA and other statutes
• Knowledge of SEBI (MF) Regulations, RBI, FEMA and NBFC regulations

COMPETENCIES: KNOWLEDGE:

• Qualified Company Secretary or LL.B., B. Com, Inter CA (Preferable)
• Good Analytical abilities
• Interpersonal skills, good and clear communication

PERSONAL ATTRIBUTES:

• Communication skills - organizes thoughts logically and articulates them clearly and concisely
• Pleasing personality
• Logical and well-defined thought process