Manager/Senior Manager - Internal Audit

Role & Designation:

Manager / Senior Manager - Internal Audit

Location:

Mumbai

Experience:

5 - 7 years

Support the strengthening of the firm's governance, risk management, and internal control framework through independent assurance reviews across investment, operational, financial, and support functions.

Core Responsibilities:

• Identify control gaps, process inefficiencies, and operational risks, and recommend practical improvements.
• Assess the effectiveness of internal controls, governance processes, and risk management practices.
• Execute risk-based internal audits and assurance reviews across business functions.
• Prepare concise audit reports and present findings to management.
• Track closure of audit observations and monitor remediation efforts.
• Support regulatory, compliance, and governance initiatives.
• Partner with stakeholders to drive process enhancements and strengthen the overall control environment.

Expected Candidate Profile:

• CA, CIA, MBA (Finance), or equivalent qualification.
• 5 - 7 years of experience in Internal Audit, Assurance, Risk Management, or Controls functions.
• Experience in Alternative Investments, Asset Management, Financial Services, Private Equity, or Private Credit preferred.
• Strong understanding of internal controls, risk assessment, governance, and audit methodologies.
• Excellent analytical, communication, and stakeholder management skills.
• Ability to work independently and influence senior stakeholders.

Preferred Background:

• SEBI-regulated entities, AIFs, Asset Management Companies, NBFCs, or Financial Services organizations.

Education:

• Chartered Accountant (CA), MBA (Finance), Certified Internal Auditor (CIA), or equivalent professional qualification.