AU Small Finance Bank - Quality Analyst & Compliance Lead

Company Overview:

AU Small Finance Bank Limited is a leading retail-focused small finance bank in India, headquartered in Jaipur. Transitioning from a successful journey as a non-banking finance company, the bank now operates a robust network of branches and digital platforms, providing a comprehensive suite of banking products and services. The organization is committed to financial inclusion and serves a diverse customer base, ranging from retail individuals to micro and small businesses, driven by a culture of operational excellence and customer-centricity.

Role Overview:

The Quality Analyst & Compliance lead will oversee the bank's operational integrity by ensuring that all processes align with internal policies and regulatory mandates. This role involves working closely with cross-functional leadership, internal audit teams, and business units to identify process gaps and implement robust quality control frameworks. By maintaining high standards of compliance, the incumbent plays a critical role in mitigating operational risks, enhancing service delivery, and ensuring the bank remains audit-ready at all times.

Key Responsibilities:

• Design and implement comprehensive quality assurance frameworks to monitor banking operations and ensure adherence to regulatory guidelines.
• Lead internal audit initiatives to identify potential compliance breaches and operational inefficiencies across various business lines.
• Collaborate with department heads to develop corrective action plans that address audit findings and improve overall process performance.
• Monitor evolving regulatory requirements and translate them into actionable internal policies to ensure the bank remains compliant with statutory obligations.
• Conduct regular quality control assessments to evaluate the effectiveness of existing controls and suggest improvements to senior management.
• Manage stakeholder relationships by providing clear, data-driven reports on compliance status and quality metrics to facilitate informed decision-making.

Required Skillset:

• Demonstrated expertise in managing end-to-end quality assurance and regulatory compliance frameworks within the banking or financial services sector.
• Proven ability to lead internal audit processes and navigate complex regulatory environments with a high degree of professional skepticism.
• Strong analytical capabilities to interpret data, identify systemic risks, and propose scalable solutions to improve operational quality.
• Exceptional communication and interpersonal skills, with the ability to influence senior stakeholders and drive a culture of compliance across the organization.
• A minimum of 10 to 12 years of professional experience in quality control and compliance roles, preferably within a large-scale financial institution.
• A relevant postgraduate degree or professional certification in finance, management, or a related field is preferred.
• Ability to work effectively in an on-site environment at our Jaipur office, fostering collaboration across teams to achieve organizational goals.