WC-Process, Audit & Compliance Manager-CO-SBB

Department Icon Audit & Control
129+ Applicants
Posted: 22 hours ago
2-5 years
Mumbai, Maharashtra
work from office

Posted: 22 hours ago
|
Applicants: 129+
Job Description
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Job Description

WC-Process, Audit & Compliance Manager-CO-SBB
INTERNAL USAGE:
No. of Vacancies:Reports to:WC:Head-Process, Audit & Compliance-CO-SBB
Is a Team leaderYTeam Size:0 to 3
Grade:DM/Manager/ Sr. Manager
Business:Corporate CenterDepartment:SBB CreditSub-Department:SBB Credit
Location:
About Wholesale Credit
The SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. Itis also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes
AbouttheRole
compliance
Key Responsibilities
  • Performs quality assurance reviews makes recommendations for quality assurance and improvement programs.
  • Participates in risk assessments.
  • Provides guidance to mitigate potential risks or conflict.
  • Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.Researches, executes, and documents compliance reviews.
  • Conducts compliance audits, inspections, reviews, and tests.
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    Reviews protocols for research projects and advises faculty and staff on regulations and policies.
  • Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
  • Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
  • End to end monitoring all regulatory schemes.
  • Co-ordination with locations for audit / compliance observations resolution.
  • Training to team on persisting errors pointed by Auditors.

Qualifications

  • Graduation/ Post- Graduation (MBA/ CA preferred) from a recognized institute
  • Experience of over 2 to 5 years in the field ofauditing, including financial, operational, andcompliance audits
Role Proficiencies:

For successful execution of the job, the candidate should possess:

  • Knowledge of credit, relevant industry and product trends
  • Knowledge of regulatory guidelines and norms
  • Good communication (both verbal and written) skill in both English and the local language
  • Ability to handle pressure and meet deadlines

Skills

AuditAssuranceAuditsQuality AssuranceCa

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About Company

Axis Bank, one of India's leading private sector banks, is recognized for its innovative financial solutions and customer-centric approach. With a strong presence spanning across retail, corporate, and institutional banking, Axis Bank offers a comprehensive range of products and services tailored to meet the diverse needs of its customers. Committed to leveraging technology to enhance banking experiences, Axis Bank provides convenient digital banking platforms and cutting-edge financial tools. With a focus on transparency, integrity, and customer satisfaction, Axis Bank continues to be a trusted partner for individuals and businesses alike. Explore exciting career opportunities with Axis Bank, where talent is nurtured, and aspirations are realized in shaping the future of banking in India.

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Important dates & deadlines?

Application Deadline

04 Nov 26, 01:36 PM IST

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WC-Process, Audit & Compliance Manager-CO-SBB

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