Senior Team Member

Key Competencies

• Understanding of Capital Markets domain Knowledge of Equities, Fixed Income, Traditional Assets, Bonds, Mutual Funds, Corporate Actions, Dividends etc.
• Experience in Process Transitions, creating Standard Operating Procedures and Knowledge Assessment Tests.
• Experience in conducting process trainings/assessing and mentoring new employees.
• Knowledge about Trade Life Cycle.
• Understanding of back office accounting systems such as internal investment systems, custodian reporting systems, Bloomberg, Reconciliation applications etc.
• Good Communication both verbal & written, should be able to express explicitly.
• Good Computer Navigation Skills & Typing speed (approx. 40 w/m).
• Proficiency in MS-Excel along with knowledge of MS Office Suite.
• Ability to work as part of a team and contribute towards team goals.
• Open to work in US shift timings.

KeyResponsibilities

• Assist supervisor in Work Delegation and Monitoring to ensure timely delivery of SLAs.
• Maintain Standard Operating Procedures and other process related documents intact.
• Facilitate process Trainings - Prepare, Review and Report training progress of new hires.
• Help supervisor in preparing Client Dashboards, Monthly performance review of TM’s.
• People Management (4-6 team members). Leave / Roster Management of the team.
• Implementation of process improvement projects having a cost / time benefit.
• Settlement of Trade activities and Wire Movements for Trade transactions.
• Monitoring Fail and Large Trades queues, executing trades timely.
• Processing Income events on clients account like Dividends, Interests on payable date.
• Identifying overpaid and underpaid clients and paying them correctly.
• Research and Fix differences between internal investment system and Custodian reports.
• Respond on share mailboxes and Client queries.
• Liaise with the Clients and cross-functional operational departments on problematic transactions.
• Recording daily transactions on MIS with complete perfection

AcademicQualifications&Experience

• Graduate in Finance/Accountancy/Economics/Statistics.
• Should have 3-4 Years of experience in the BFS Domain – Preferably Investment or Wealth Management.
• Certification or Short Term Course done in Capital Markets / Investment Banking / Asset & Wealth Management.