Regulatory Compliance Manager - UAE National Only

As the Manager –Regulatory Compliance Advisory you are the recipient for communications from all the regulatory bodies in order to set out the relevant regulatory requirements and expectations that the Bank must comply with. This includes liaison with the regulatory bodies, as and when required. It is also incumbent to provide official written and informal guidance and advice on Regulatory Compliance matters (Regulatory Advisory) to business units and support functions, as and when required. The incumbent will also assist with the Regulatory Compliance Policies and Procedures framework and provide guidance and advisory services to business units, branches and support functions on local regulatory requirements which do not specifically fall under the area of Sanctions or AML.

On a day-to-day basis you will be responsible for:

• Provide timely reviews and advice on Regulatory Compliance (Regulatory Advisory) related matters to business units / support functions.

• Revert to Business with regards to regulatory concerns / queries.
• Raise/ highlight concerns or observations to the Senior Manager - Regulatory Compliance to enable proactive decision making at a senior level.
• Provide translation for documents received in Arabic from the regulators.
• Assist in supporting and receiving and responding to regulatory RFI and enquiries.

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• Oversight of CBUAE/ SCA notices and ensure the details are duly captured.
• Decimate regulatory circulars/ notices to respective Business heads / segments.
• Review and advise the respective business during the initial call with Regulatory Compliance to ensure a complete and clear submission of the NPPA is maintained ahead of CLT call.
• Assist in any audits of the UAE Regulatory Compliance function and providing the necessary cooperation during the audit.