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Job Description
What role you will play in team: Ensure adherence to all relevant regulations and internal policies, minimizing legal and reputational risks.
What you will do: Monitor regulatory changes, conduct compliance audits, and provide training to employees on compliance procedures.
Key responsibility:
- Monitoring regulatory changes and updates.
- Conducting regular compliance audits and assessments.
- Developing and implementing compliance programs.
- Providing training and guidance to employees on compliance matters.
- Investigating and resolving compliance issues.
- Preparing reports and presentations for management.
Required Qualification and Skills:
- Bachelor's degree in Law, Finance, or a related field.
- 1-2 years of experience in regulatory compliance.
- Strong knowledge of relevant regulations and compliance best practices.
- Excellent communication and interpersonal skills.
- Strong attention to detail and organizational skills.
- Proficiency in Microsoft Office Suite.
Benefits Included:
- Competitive salary and benefits package.
- Opportunities for professional growth and development.
- Positive and supportive work environment.
- Health insurance and other employee benefits.
- Opportunities for advancement.
A Day in the Life: Reviewing regulations, conducting compliance checks, providing training, and handling compliance inquiries.
Skills
Regulatory ComplianceCompliance AuditsCompliance TrainingPolicy DevelopmentRisk ManagementLegalIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
Equiniti Group plc is a British-based outsourcing business focused on financial and administration services. It is listed on the London Stock Exchange.The business has its origins in the share registration business of Lloyds TSB which was bought out from Lloyds by Advent International, a private equity institution, in 2007. The company was the subject of an initial public offering in October 2015. In July 2017 it announced the acquisition of the share registration business of Wells Fargo.
On 30 July 2020, the company announced its intention to rebrand as "EQ". In April 2021 Siris Capital made an offer worth £661 million for the company. The transaction was completed on 10 December 2021.
Equiniti is a prominent technology-led service provider, focusing on finance and administration for organizations worldwide. Specializing in a broad array of services, including share registration, pension administration, and investment services, Equiniti caters to a diverse clientele across various sectors. The company’s reputation for delivering comprehensive and innovative solutions places it at the forefront of the financial services industry. For those considering an Equiniti career, this represents a prime opportunity to work with advanced financial technologies and administrative solutions, offering a pathway to engage in meaningful and impactful work.
Pursuing a career at Equiniti means joining a dynamic team committed to excellence, innovation, and customer satisfaction. The company is deeply invested in creating a workplace that champions diversity, inclusivity, and professional growth. Equiniti careers are designed to support employees in their pursuit of innovation, backed by extensive learning and development programs. This approach ensures that careers at Equiniti are more than just jobs; they are opportunities for comprehensive personal and professional advancement. It’s an environment where every employee is encouraged to reach their full potential.
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