Statutory Compliance Manager

Job Summary:

We are looking for a meticulous and well-versed Manager Statutory Compliance to manage end-to-end statutory and regulatory compliance activities for our operations in Dubai-UAE. The role involves ensuring strict adherence to SEBI regulations, Companies Act provisions, and capital market transaction compliance. The ideal candidate will bring deep knowledge of Indian regulatory frameworks and demonstrate the ability to manage compliance obligations for various public and private market transactions.

Key Responsibilities:

Regulatory Compliance:

• Ensure compliance with all applicable SEBI Regulations (ICDR, SAST, LODR, Buyback, Takeover Code, etc.).
• Handle statutory filings with SEBI, ROC, RBI, and stock exchanges.
• Monitor and interpret regulatory changes and implement required actions internally.

Merchant Banking Transactions:

• Manage compliance aspects of IPOs, rights issues, open offers, buybacks, and delisting processes.
• Coordinate with internal teams and clients to ensure regulatory due diligence for capital market transactions.
• Prepare necessary disclosures, offer documents, and submission checklists for SEBI approvals.

Statutory Filing & Documentation:

• Ensure timely filing of returns and forms with ROC/MCA and other regulatory bodies.
• Maintain records of regulatory submissions, approvals, and correspondence.

Audit, Risk & Controls:

• Support statutory and regulatory audits and respond to audit queries.
• Conduct internal compliance checks to identify and mitigate non-compliance risks.

Cross-Functional Coordination:

• Work closely with legal, operations, finance, and deal teams to embed compliance in business processes.
• Assist in developing and updating internal SOPs and compliance manuals.

Qualifications:

• Bachelors degree in Commerce, Law, or Finance; CS / CA / LLB / MBA (Finance) preferred.
• 812 years of experience in statutory and regulatory compliance, preferably in a SEBI-registered Merchant Banker.

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• Strong knowledge of SEBI Regulations, Companies Act, FEMA, and RBI guidelines.
• Experience handling compliance in capital market transactions is a must.
• Proficient in drafting, documentation, and interpreting legal/regulatory clauses.