Chief Manager - Internal Audit - BFSI - CA

Job Profile

To conduct technical auditing of all functions as per the approved audit plan.

Ensuring that the regulatory and internal policies are being adhered to and incorporated into the processes and procedures.

Roles Responsibilities

Key Responsibilities:

• Develop and manage the annual audit calendar to ensure timely completion of audits.
• Coordinate and liaise with external Internal Audit (IA) firms to facilitate audit activities.
• Execute assigned audit exercises following documented audit processes, collaborating effectively with auditee teams.
• Utilize analytics to identify gaps in existing processes aimed at preventing fraud, misuse, and operational risks.
• Setting up of the audit calendar
• Liaisoning with the external IA firms
• Complete the allocated audit exercise, as per the documented process, liaisoning with the auditee teams
• Identify gaps in the existing processes to prevent fraud and misuse by using analytics
• Prepare reports that reflect audit result and follow up on compliance
• Maintain ATR tracker and ensure closure
• Complete the allocated Management Audits
• Provide suggestions on Loss minimization mitigation
• CA with 8 to 10 yrs of experience in BFSI sector