IT Internal Auditor - NBFC/Banking

Key roles and responsibilities

• Preparation of Audit Universe encompassing all process & sub process wrt Tech mega process
• Conducting risk assessment of audit universe to identify priority areas of reviews.
• Demonstrate in-depth knowledge and hands-on experience of IT process & associated controls wrt areas like IT Governance & Policy, IT infra, network & service management, Capacity management, BCP & DR, Backup & restoration, Project management, Change & Patch management, Access management, Password management.
• Info Sec practices wrt areas like Cyber security, SOC & Incident management, Data security, AV, Email security, Cloud Security, VAPT
• IT outsourcing management in line with RBI guidelines
• Ensure adherence to RBI guidelines and knowledge about best industry practices
• Keep track of IT changes to identify areas for IT & business reviews
• Finalization review scope under the guidance of supervision
• Conduct process walkthrough to understand process and document the same
• Identify controls and develop audit programs, flow charts & Risk Control Matrix
• Test controls based on agreed plan
• Adhere to over project timelines
• Discuss review queries with management
• Preparation of working papers
• Preparation of draft and Final report
• Participate in quarterly IA Audit Committee presentation
• Monitor open audit observations and conduct post implementation review

Qualifications & Experience:

• B.Tech with certifications like CISA/ISO 27001
• 5 to 7 yrs in IS Audit with Bank/Top layer NBFC
• Exposure to MS Office