Compliance & Regulatory Associate - Forex

• We are looking for a Qualified Company Secretary (CS) candidate (0- 2 years) to support the Compliance & Regulatory function within Forex Operations.
• The role involves working on RBI, FEMA, AML/KYC compliance processes, regulatory documentation, reporting, and coordination across operational teams.
• You will work closely with senior members and gain guided exposure to regulatory submissions, audit requirements, and compliance monitoring activities.

Key Responsibilities:

• Assist in ensuring adherence to RBI, FEMA, KYC/AML guidelines.
• Help prepare basic compliance documents, reports, and regulatory submissions.
• Maintain updated records of circulars, notices, and internal compliance checklists.
• Coordinate for compliance-related queries, inspections, and regulatory follow-ups (as guided by seniors).
• Support audit readiness through document organization and simple review tasks.
• Review customer documents for completeness and compliance requirements.
• Support operations teams in implementing compliance controls.
• Maintain registers, logs, and filing systems accurately.
• Assist in identifying irregularities or documentation deviations.
• Help prepare periodic MIS, trackers, and compliance summaries.
• Review customer documents for completeness and compliance requirements.

QUALIFICATIONS / SKILLS / BACKGROUND:

• Qualified Company Secretary (CS) candidates with compliance/regulatory exposure
• 0-2 years of experience in compliance, regulatory, audit, risk, or financial operations.
• Basic understanding of RBI, FEMA, KYC/AML principles and regulatory frameworks.
• Strong analytical ability with attention to detail and accuracy.
• Good written and verbal communication skills for regulatory and internal correspondence.
• Ability to understand and interpret circulars, guidelines, and compliance instructions.
• Proficiency in MS Office (Excel, Word, PowerPoint) for documentation and reporting.
• Organized working style, discipline in maintaining records, and ability to follow processes.

Skills : -

• Qualified Company Secretary (CS), CS Freshers / CS Trainees, Entry-Level Compliance Officer, Forex Compliance Executive, Regulatory Support, Forex Operations, RBI Compliance, FEMA Regulations, AML / KYC Compliance, Regulatory Documentation, Attention to Detail, Forex Operations, Regulatory Risk, Financial Services Compliance, Maintain Registers, logs, filling systems.