Company Secretary

Department Icon Risk Management & Compliance
Posted: 1 year ago
0-1 years
Baduria, West Bengal
Risk Management & Compliance
Work from Office
Full Time

Posted: 1 year ago
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Job Description

Company Description

Nakamichi Securities, incorporated in 1990, is a family-run business founded by the late Nav Ratan Tibrewala. The company offers services in equities, commodities, mutual funds, currencies, and depository services, and is now expanding aggressively into Research advisory. The company prides itself on the dedication and commitment of its family members who actively participate in its operations.

Role Description

  • * Ensure compliance with SEBI, Stock Exchanges, and other regulatory requirements.
  • * Monitor and implement internal compliance policies and procedures.
  • * Assist in audits, inspections, and regulatory filings.
  • * Stay updated with latest rules, circulars, and regulatory developments.
  • * Support day-to-day compliance operations of the company.
  • * ROC Filings
  • * NBFC Work
  • * Secretarial Audit

Qualifications

  • * Candidates with experience in compliance, SEBI regulations, or stock broking operations will be preferred.
  • * Freshers with strong interest in compliance and regulatory framework are also welcome to apply.
  • * Strong communication and documentation skills.
  • * Attention to detail and ability to work in a regulated environment.

Skills

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