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Job Description
- As a Membership Compliance Officer at the Exchange, your role involves performing activities related to membership compliance and supporting the team in achieving a no-error work environment. Your key responsibilities include:
- Scrutinizing and processing applications for changes in directors as per Exchange/SEBI norms
- Screening all applications related to changes in director details, shareholding/DPG, directors, and transfer of membership
- Maintaining records, updating control sheets, and following up with members via mail and phone calls
- Scrutinizing and processing shareholding/DPG pattern constitution/re-constitution of partnership firms
- Keeping records updated in control sheets and following up with members via mail and phone calls
- Scrutinizing and processing applications for changes in the name of member entities and member office addresses
- Updating SEBI Portal as per norms and processing applications error-free within the prescribed TAT
- Updating member names and addresses in CRM database and coordinating with other departments
- Closing alerts in Trackwizz application, maintaining monthly databases, and collating data for SEBI/Internal departments
- Educational Qualification: CS/CA/MBA from a reputed Institute/University
- Experience: 3-4 years in securities/capital market, financial services, mutual funds, or insurance companies
- Skills Required: Proactive, result-oriented, analytical, detail-oriented, good execution skills, strong communications skills, ability to share learning and best practices, satisfying company and national regulatory standards
Preferred Profile:
- Functional Competencies required: Proficiency in MS Office, with good Excel skills preferred.,
Skills
CaStrong Communications SkillsGood Execution SkillsAnalytical AbilityProactiveMS OfficeIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
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