Compliance Officer

Our client is a specialized institutional fund administration platform providing end-to-end operational, accounting, and compliance support to Alternative Investment Funds (AIFs), Venture Capital, and Private Equity Funds.

As the business continues to grow globally, they are looking for an experienced Compliance Officer to design, lead, and strengthen their governance and compliance framework across the organization, which is a Fund Servicing company. The role is based in Lower Parel ,Mumbai.

Key Responsibilities

• check mark Design and strategize the organizations compliance policies, governance framework, training programs, and risk reporting mechanisms.
• check mark Lead regulatory compliance across multiple jurisdictions and ensure adherence to global regulatory standards.
• check mark Oversee KYC, AML, FATCA, CRS, FATF compliance, sanctions screening, and investor due diligence frameworks.
• check mark Drive enterprise risk management, operational controls, and compliance monitoring.
• check mark Manage regulatory interactions, audits, inspections, and governance initiatives.
• check mark Strengthen internal controls, third-party risk management, and operational risk frameworks.
• check mark Partner with senior leadership to foster a strong culture of governance, ethics, compliance, and risk awareness.

Were Looking For

check mark button Minimum 8+ years of experience in designing and managing Compliance Frameworks within a Fund Services / Fund Administration environment is a MUST.

• check mark button Strong working knowledge of AML, FATF, FATCA, CRS, KYC, sanctions screening, and global regulatory compliance frameworks.
• check mark button Experience in Fund Administration, Asset Management, Alternative Investment Funds (AIFs), Private Equity, Venture Capital, or Financial Services.
• check mark button Proven experience working with regulators, auditors, and senior business stakeholders.
• check mark button Strong leadership, communication, stakeholder management, and problem-solving skills.
• We thank all candidates for their interest. Shortlisted candiates will be contacted within a week.