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Job Description
Hi
Greeting of the day
We have Opportunity with Leading NBFC as Senior Compliance
Job Purpose
To ensure that the Company is fully compliant with all applicable regulations/guidelines from the RBI, SEBI & IRDA. To have unrestricted authority to review documents and information relative to compliance audit activities, access to employees, contracted professionals, agents and other third parties retained with an objective of protecting the interest of the organization in a pro-active, consultative & solution oriented manner.
Key Accountabilities
- Managing and Undertaking Compliance Function of the Company- An NBFC-SI regulated by various regulators specifically RBI, IRDAI, MCA etc.
- Represent company for submissions before the regulators including RBI inspections, audits, NBFC-O meetings, Industry Forums etc.
- Monitor and advise on entire compliance activities of the company executed by other functions and external agencies including for Secretarial, Human Resource, Nodal Office, Risk & Audit
- Custodian of Compliance related policies of Company and contribute in building automation and efficacy in implementing best regulatory practices into policies
- To ensure filing of reports/returns as per extant regulations applicable to the company
- To conduct periodic assessment of the compliance risk and to develop risk oriented activity plan for compliance assessment
- To monitor, periodically test compliance and prepare for various audits and inspections as per regulatory requirements
- To examine sustenance of compliance as an integral part of compliance testing and compliance assessment exercise
- To ensure compliance of supervisory observations made by the Regulators viz. RBI , IRDAI and/or any other directions in both letter and spirit in a time bound and sustainable manner
- Ensuring Compliances and solutions are in line with the SARFAESI Act
Mail your CV on vruti.churiwala@quadrangle.com
CS with Experience in RBI, IRDA, MCA is Mandatory.
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Key Skills
nbfc
Compliance
CS
Company Secretarial
RBI
SEBI
Skills highlighted with ‘‘ are preferred keyskills
Education
UG:
PG:
Doctorate:
Skills
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About Company
Quadrangle, a division of Info Edge (I) Ltd, is a leading search & selection firm headquartered in Noida, Uttar Pradesh. It is one of the most professional, progressive & multidimensional consulting entities in the industry today. As a high-profile team, we are driven by knowledge, integrity & performance and are deeply committed to our clients’ business success. We have branches across various locations to support top-quality delivery operations. We bring together market intelligence & knowledge expertise to help our clients recruit the best talent. We have set high standards for ourselves by adopting rigorous assessment methodologies. Our consultants invest a significant amount of time in understanding industrial, organizational and business perspectives of each of our clients and ensure quick delivery with precision through meticulous and detailed search processes. We play the role of a growth catalyst by identifying the best of the human resources at middle, senior & top management level. Our commitment is to develop strong relationships with our clients as well as candidates. We believe strong relationships lead to more diverse & broad access to talent. We tailor our approach to address the needs of our clients, as we understand that our work has a direct influence on clients’ business and on the careers of people we help hire. Our strong business acumen has led us all the way and is evidently responsible for our performance. With our proven track record of delivering quality output, we are sure to be your committed partner of choice
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