Manager - Governance Risk & Compliance - Financial Services

Department Icon Audit & Control
Posted: 2 months ago
3-12 years
Mumbai,Navi Mumbai
Audit & Control
work from office
Full Time

Posted: 2 months ago
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Job Description

Hiring - Manager - Governance, Risk & Compliance (GRC)

  • Location: Mumbai, India
  • Experience: 3+ Years
  • Work Mode: Mumbai-based - No Relocation Allowed

We are looking for a Manager - Governance, Risk & Compliance (GRC) to support the governance, risk and compliance framework of a DIFC-based Cat 3C licensed External Asset Management (EAM) entity.

Key Responsibilities:

  • Monitor DFSA/DIFC regulatory requirements and developments.
  • Manage compliance calendars, regulatory obligations, risk registers and action trackers.
  • Support compliance monitoring, control testing and remediation activities.
  • Coordinate internal/external audits, regulatory reviews and information requests.
  • Support policy, procedure, risk assessment and control framework updates.
  • Maintain audit-ready compliance and regulatory documentation.
  • Coordinate with India Group functions and the DIFC entity.
  • Escalate key compliance, AML, risk and regulatory matters to the relevant stakeholders.

Candidate Profile:

  • 3+ years of experience in GRC, Compliance, Risk or Internal Audit.
  • Strong exposure to DIFC/DFSA regulations is preferred.
  • Experience in Wealth Management, Asset Management, Private Banking or EAM is an advantage.
  • Candidates from Big 4, consulting, professional services or financial services backgrounds are welcome.
  • ICA, CAMS or CISI certification will be an added advantage.

Interested candidates can share their updated CV.

Skills

Risk ManagementComplianceGovernanceInternal ControlAuditCACSAuditAuditsInternal AuditControl TestingExternal AuditsCompliance MonitoringGovernanceGrc

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