Compliance Officer – Asset Management

Department Icon Stock Market Trading Asset & Wealth Management
Posted: 1 year ago
2-4 years
Ahmedabad
Stock Market Trading Asset & Wealth Management
Hybrid
Full Time
Upto ₹0 - ₹0

Posted: 1 year ago
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Posted over 15 days ago, so the role may have closed. Confirm on the employer's page when you apply, or see similar jobs.

Job Description

What role you will play in team: Ensure compliance with all applicable regulations and internal policies related to asset management.

What you will do: You will monitor compliance with regulatory requirements for all asset management activities.

Key responsibility:

  • Monitoring compliance with all relevant regulations and internal policies.
  • Conducting regular compliance reviews and audits.
  • Developing and implementing compliance procedures.
  • Advising management on compliance matters.
  • Responding to regulatory inquiries and investigations.

Required Qualification and Skills:

  • Bachelor's degree in Law, Finance, or related field.
  • Strong understanding of asset management regulations.
  • Excellent written and verbal communication skills.
  • Ability to work independently and as part of a team.
  • Experience in financial compliance is a plus.

Benefits Included:

  • Competitive salary and benefits.
  • Opportunities for professional growth.
  • A supportive and collaborative work environment.
  • A significant role in a growing company.
  • Hybrid Work model.

A Day in the Life: Reviewing regulatory updates, conducting compliance checks, preparing reports, and advising management.

Skills

ComplianceAsset Management RegulationsRegulatory ReportingRisk ManagementAuditing

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