Business Compliance Manager (Wealth & Trading)

About Revolut

People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products — including spending, saving, investing, exchanging, travelling, and more — help our 80+ million customers get more from their money every day.

As we continue our lightning-fast growth,‌ 2 things are essential to our success: our people and our culture. In recognition of our outstanding employee experience, we've been certified as a Great Place to Worktrade mark. So far, we have 13,000+ people working around the world, from our offices and remotely, to help us achieve our mission. And we're looking for more brilliant people. People who love building great products, redefining success, and turning the complexity of a chaotic world into the simplicity of a beautiful solution.

About The Role

Our Compliance team blends regulatory expertise with data-driven thinking to make sure our products meet legal and policy requirements and deliver real value to customers. In a fast-moving, digital environment, they stay one step ahead by finding smart, scalable ways to manage conduct risk.

We're looking for a Business Compliance Manager to advise, challenge, and oversee compliance risks across our investment and trading products within private banking. You'll enable innovation while meeting global regulatory expectations.

Up to shape what's next in finance Let's get in touch.

What You'll Be Doing

• Reviewing and approving new initiatives and entity expansions
• Providing strategic guidance to our Product, Operations, and Marketing teams on building new initiatives in a compliant and pragmatic way
• Overseeing the entities distributing private banking propositions with respect to product reviews, complaints, conduct of Private Bankers, and their compliance with internal policy requirements
• Reviewing and approving financial promotions and client communications
• Developing and updating global private banking control frameworks regarding conduct, sales quality standards, financial promotions, product governance, etc. to enable safe business growth

• Experience in regulatory change management, and a track record of assessing regulatory impact
• Familiarity with end-to-end policy, procedure, and control design
• Experience approving financial promotions and client communications in regulated environments
• Expertise in product governance and conduct, covering complaints, conflicts of interest, costs/charges disclosures, and vulnerable client frameworks
• In-depth knowledge of MiFID

Building a global financial super app isn't enough. Our Revoluters are a priority, and that's why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We're doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That's why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Important notice for candidates:

Job scams are on the rise. Please keep these guidelines in mind when applying for any open roles.

• Only apply through official Revolut channels. We don't use any third-party services or platforms for our recruitment.
• Always double-check the emails you receive. Make sure all communications are being done through official Revolut emails, with an @revolut.com domain.

By submitting this application, I confirm that all the information given by me in this application for employment and any additional documents attached hereto are true to the best of my knowledge and that I have not wilfully suppressed any material fact. I confirm I have disclosed if applicable any previous employment with Revolut. I accept that if any of the information given by me in this application is in any way false or incorrect, my application may be rejected, any offer of employment may be withdrawn or my employment with Revolut may be terminated summarily or I may be dismissed. By submitting this application, I agree that my personal data will be processed in accordance with Revolut's Candidate Privacy Notice