Asst. Manager Audit & Compliance

Designation: Asst. Manager Audit & Compliance

Location: Gurgaon

Department: Audit & Compliance

Experience 4~6 years

Role Level: Senior Executive

Industry: Fintech / BFSI / Compliance / Audit

We are looking for an Assistant Manager – Audit & Compliance who will be responsible for managing ISO 9001:2015 and ISO 27001:2022 implementation, audits, documentation, and training across the organization. The role ensures process compliance, timely audit closure, and continuous improvement in quality and information security practices.

Roles & Responsibilities:

ISO Implementation & Documentation

• Drive ISO 9001:2015 documentation, process mapping, and implementation across all departments.
• Lead ISO 27001:2022 documentation, control implementation, and audit readiness.
• Maintain SOPs, policies, manuals, and compliance records as per standards.

Internal & External Audits

• Prepare Internal Audit (IA) schedules for ISO 9001 and ISO 27001.
• Conduct internal audits and publish timely IA reports.
• Coordinate with external auditors for certification and surveillance audits.
• Track NCRs/observations and ensure closure with relevant stakeholders.

Compliance Monitoring

• Conduct periodic compliance checks and identify process gaps.
• Work with cross-functional teams to ensure corrective and preventive actions.
• Support management review meetings with updated compliance dashboards.

Training & Awareness

• Deliver ISO 9001:2015 and ISO 27001:2022 awareness and refresher trainings.
• Conduct Lean, 5S, and general compliance awareness sessions for employees.
• Promote organization-wide culture of quality and information security.

Key Skills

• ISO 9001:2015 & ISO 27001:2022
• Internal Auditing
• Documentation & SOP Development
• Process Compliance
• CAPA Management
• Risk & Control Understanding
• Training & Awareness Programs
• Strong Coordination & Communication Skills

Qualification & Experience

• Graduate / Postgraduate
• ISO Internal Auditor certification preferred
• Additional certifications in Quality / ISMS will be an added advantage.