Compliance Analyst – Commodity Insights - US Shift

The Role: Compliance Analyst – Commodity Insights

The Team: The Compliance team dedicated to the Commodity Insights division serve in an advisory capacity to the organization on the design and execution of strategy, making risk–based decisions, and evaluating opportunities while ensuring adherence to our key compliance policies and principles.

The Impact: The Compliance Analyst will have an impact on guiding the organization’s strategy by enabling leaders to make risk-informed, data driven decisions while adhering to the Company’s compliance policies and framework. Analysts will have high visibility within the organization, interact with senior leadership, and work on cross-functional projects. Analysts will lead initiatives that drive transformations within the Risk Management and Compliance function to meet evolving business needs.

What’s in it for you:

The Compliance Analyst will be a contributing member of a dynamic team that works on across Risk Management disciplines, and develops a strong expertise around SPGI and divisional policy interpretation

Learning and development opportunities – analysts will be encouraged to participate in training opportunities, learn new skillsets, broaden understanding of Risk Management and Compliance and take ownership/leadership of initiatives

Exposure to the SPGI divisional senior leadership team and the opportunity to gain insights on compliance matters that impact the current business landscape

Ability to shape the compliance frameworks and have an impact in driving these programs across the firm

Responsibilities:

Perform compliance monitoring and testing activities, escalate compliance related issues, implement remedial and preventive actions, and support in continuous improvement of the division’s monitoring plan

Assist in managing conflicts requests , drafting relevant documentation, coordinating with internal stakeholders and resolving escalated issues

Assist in drafting, reviewing, updating and maintaining Compliance policies , procedures and guidelines for the division; and providing guidance, interpretation and direction to divisional stakeholders by serving as key contact for the divisional compliance inboxes

• Assist in the development, administration and tracking of compliance training for new joiners as well as on-going training for the division
• Support the divisional Compliance team in developing presentations and various incident and investigation reports for steering committees and relevant stakeholders
• Assist throughout external and internal Audit Fieldwork
• Keep abreast of relevant regulatory developments and assist in the implementation of the impact on the business and processes and controls

Support the Commodity Insights Compliance team to perform ad-hoc tasks, such as participation in specific projects, as directed from time to time by Head of Compliance, Commodity insights.

What We’re Looking For:

• 1-2 years previous experience in Compliance within financial services or related fields;
• clear understanding of best practices
• Strong written and verbal communication skills
• High emotional intelligence and ability to build relationships and influence stakeholders
• Bachelor’s degree in a Business field from an accredited college or university
• Strong problem-solving skills, ability to work in teams, analytical mindset, attention to detail, and excellent communication skills
• Looking for candidates who are highly self-motivated, results driven, and intellectually curious
• You'll be asked to come to the office 2 days per week.
• This is US shift role
• Flexible Working (optional)

We pride ourselves on our agility and diversity, and we welcome requests to work flexibly. For most roles, flexible hours and/or an element of remote working are usually possible. Please talk to us at interview about the type of arrangement that is best for you. We will always try to be adaptable wherever we can.

Return to Work

Have you taken time out for caring responsibilities and are now looking to return to work? As part of our Return to Work initiative we are encouraging enthusiastic and talented returners to apply, and will actively support your return to the workplace.

Grade/Level ( relevant for internal applicants only ): 09

The Location: Gurgaon, India

About Company Statement:

S&P Global delivers essential intelligence that powers decision making. We provide the world’s leading organizations with the right data, connected technologies and expertise they need to move ahead. As part of our team, you’ll help solve complex challenges that equip businesses, governments and individuals with the knowledge to adapt to a changing economic landscape.

S&P Global Commodity Insights enables organizations to create long-term, sustainable value with data and insights for a complete view on the global energy and commodities markets.

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Equal Opportunity Employer

S&P Global is an equal opportunity employer and all qualified candidates will receive consideration for employment without regard to race/ethnicity, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, marital status, military veteran status, unemployment status, or any other status protected by law. Only electronic job submissions will be considered for employment.

If you need an accommodation during the application process due to a disability, please send an email to: EEO.Compliance@spglobal.com and your request will be forwarded to the appropriate person.

US Candidates Only: The EEO is the Law Poster http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf describes discrimination protections under federal law.

----------------------------------------------------------- 20 - Professional (EEO-2 Job Categories-United States of America), RSKMGT202.1 - Middle Professional Tier I (EEO Job Group)

Job ID: 278238

Posted On: 2022-10-31

Location: Gurgaon, Haryana, India