An AI agent that applies to roles like this on employers' own sites. 25 applications free, no card needed.
Job Description
MANDATORY REQUIREMENTS:
- 14+ years of Company Secretarial & Compliance experience in a listed company setup.
- Strong expertise in SEBI regulations, Companies Act, Stock Exchange compliances & corporate governance.
- Hands-on experience in Board/Committee governance, regulatory filings, investor disclosures & listed-company compliance.
ABOUT THE CLIENT:
Our client is a leading Indian alternative asset manager focused on private credit, real assets and other private-market investment strategies.
JOB ROLES & RESPONSIBILITIES:
- Acting as the designated compliance officer of all the AIFs and schemes.
- Establishing the compliance culture within the organisation.
- Regulatory advisory on fund structures and transactions.
- Preparing and filing applications with SEBI, and coordinating with SEBI officials.
- Reviewing documents pertaining to SEBI application, IMA, contribution agreements, product note and investor communication.
- Reviewing and filing monthly/ quarterly reports with SEBI.
- Preparation of communication to SEBI/ regulators for event-based filings and reviewing communication being sent to investors.
- Implementing circulars and group level/ other policies.
- Ensuring compliance with PIT policy.
- Maintaining and up-keeping regulatory records.
- Preparing dashboards and trackers for regulatory reporting/ filings.
- Supporting in development and implementation of policies, procedures, other documents and establishment and maintenance of processes and controls governing business activities, such as manuals, codes of conduct, practice notes, and the likes, to comply with applicable laws, rules and regulations.
- Assessing the adequacy of compliance policies, procedures and guidelines, resolving any identified deficiencies, and formulating proposals for revisions or amendments.
OTHER DETAILS:
- Reporting To: Head of Secretarial and Compliance
- Industry Target: Experience in NBFC / Insurance AMC/ AIF/PMS/Stock Broking/Debenture Trustee /RTA industry preferred
- Work Model Arrangement: Onsite
Skills
CSCompliance HeadLegal HeadComplianceComplianceCompliancesRegulatoryCompliance OfficerIf a job posting appears fraudulent, asks for payment, contains misleading information, or violates our guidelines, please report it immediately. Our team will review it promptly, Jobaaj does not charge any fee from the applicants.
About Company
SKS Enterprises Private Limited is a Non-govt company, incorporated on 19 Oct, 2005. It's a private unlisted company and is classified as'company limited by shares'. Company's authorized capital stands at Rs 1.0 lakhs and has 100.0% paid-up capital which is Rs 1.0 lakhs.
Similar Jobs
View all
New Risk Management & Compliance roles in Mumbai.
One email a day. Unsubscribe any time.
