Chief Compliance Officer - CS/LLB

Role Purpose:

The Chief Compliance Officer will be responsible for ensuring strict adherence to RBI and other applicable regulatory requirements, advising senior management and the Board, managing compliance risks, and building a strong culture of accountability and transparency.

Key Responsibilities:

• Ensure compliance with RBI directives and statutory requirements
• Monitor regulatory changes and implement necessary compliance policies
• Establish governance frameworks and identify/mitigate compliance risks
• Build, lead and develop a high-performing compliance team
• Advise Senior Management and the Board on regulatory obligations
• Liaise with regulators and support regulatory/internal/external audits
• Conduct compliance reviews, investigations and ensure corrective actions
• Partner with business teams to embed compliance into processes
• Drive compliance innovation across digital and transformation initiatives
• Monitor compliance controls, exceptions and approval processes
• Ensure adherence to RBI, TRAI, CERSAI, DPDPA and other applicable regulations

Education:

Company Secretary / LLB / Equivalent Professional Qualification

Preferred:

• 6+ years of relevant experience in NBFC, Banking, Housing Finance, Microfinance or regulated lending businesses
• Strong knowledge of regulatory compliance and governance
• Corporate Law / MBA / Risk or Governance certifications will be an added advantage